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Drama in Dallas: Highland heads to the courts to sue its former CLO PM
7 years ago
Drama in Dallas as Highland Capital Management and former CLO portfolio manager Josh Terry wage war against each other -
SEC can proceed with fraud case against Patriarch, rules appeals court
7 years ago
Lynn Tilton suffered another setback yesterday as an appeals court rejected a constitutional challenge to SEC administrative proceedings which accuse her of defrauding investors. -
SME lender lied about returns, says SEC
8 years ago
An invoice financing company lied to its investors about the value of its loan portfolio, according to the SEC -
Wilmington Trust faces legal action over loan accounting practices
8 years ago
Wilmington benefited from a Tarp bailout, but it allegedly abused the US government's trust by misrepresenting its loan portfolio, reports Reuters -
Katke guilty plea to stand despite successful appeal in related case
8 years ago
Former RBS CLO trader Matt Katke, who pleaded guilty to securities fraud charges in March, will likely be unable to withdraw his plea following a successful appeal in a related case -
Tilton and Patriarch suffer setback in CLO fraud case
8 years ago
The fight between Lynn Tilton's Patriarch Partners and the SEC will be settled in a US administrative court after Tilton's attempt to move the case to a district court was blocked -
High profile CLO trader Katke admits securities fraud
9 years ago
In a fast-moving story from yesterday, it has emerged that renowned CLO trader Matt Katke has pleaded guilty to securities fraud – a charge which carries a prison sentence of up to five years
7 results found Showing page 1 of 1
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