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Sculptor CEO Levin refutes "personal issue" accusation by ex-chief Och
1 year ago
Sculptor Capital Management’s independent board and the company’s chief executive officer and chief investment officer Jimmy Levin have fired back at former CEO and founder Daniel Och after he cited a “personal issue” in reference to Levin’s past -
Fund lenders heighten scrutiny after alleged subscription credit facility fraud
3 years ago
An ongoing investigation into an alleged subscription credit facility fraud has left market participants questioning standard due diligence processes -
Guernsey puts Highland wrangles out to pasture
3 years ago
A royal court’s dismissal of proceedings in Guernsey could spell the beginning of the end in Highland Capital Management’s legal action against former employee Josh Terry -
Credit hedge fund to pay $10 million to settle insider trading case
5 years ago
New York-based Visium Asset Management is to pay approximately $10 million to settle a credit fund insider trading case, 8 May US regulatory filings reveal -
Fund industry braces for further impact after court's DOL fiduciary rule decision
6 years ago
The US Department of Labor (DOL) had said it will not enforce its embattled ‘fiduciary rule’ following a legal ruling last week – but one regulatory lawyer says fund industry players should nevertheless brace for several impacts of that ruling -
Octagon Credit puts dispute with co-founder Jim Ferguson behind it
9 years ago
Credit manager settles a protracted legal dispute with its former chief executive -
Former JP Morgan credit trader launches legal case, reports FT
9 years ago
Former JP Morgan credit derivatives trader Joulien Grout has launched a legal action over the JP Morgan “London whale” case -
Mid market lender Monroe Capital sues former employee
9 years ago
Mid market lender Monroe Capital is suing a former employee, claiming that he forwarded information to himself at a new company he plans to set up -
Former Credit Suisse CDO head pleads not guilty, says Bloomberg
11 years ago
Bloomberg reports that Kareem Serageldin has pleaded not guilty to US criminal and SEC charges -
UK court approves extradition of former Credit Suisse CDO head
11 years ago
Reuters reports that a UK court has approved ex-Credit Suisse head of structured credit’s extradition to US -
Credit Suisse former CDO head Serageldin is arrested, reports FT
11 years ago
The Financial Times reports that Credit Suisse’s former synthetic CDO head Kareem Serageldin has been arrested in London -
SEC loses case against former Citi CDO arranger
11 years ago
Former Citi CDO structurer, Brian Stoker, has been cleared of wrong doing for his role in putting together Class V Funding III -
US court throws out VNU “insider trading” case, WSJ reports
13 years ago
The Wall Street Journal reports that a US court has dismissed a CDS insider trading case that the SEC brought against a hedge fund manager and a Deutsche Bank salesperson
13 results found Showing page 1 of 1
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