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Och-Ziff gets over SEC investigation as it nears European CLO launch
7 years ago
Och-Ziff Capital Management’s credit business is in “growth mode”, according to officials at the firm who say that they are close to issuing a US CLO and a debut 2.0 European CLO -
James Caird founder settles with SEC over 'portfolio overlap' allegation
7 years ago
The founder of hedge fund manager James Caird Asset Management, Tim Leslie, has settled an SEC investigation which alleges that he misled investors. -
SEC charges former Nomura RMBS traders with fraud
8 years ago
The SEC has filed fraud charges against three former Nomura RMBS traders who are accused of lying to clients over pricing information.
3 results found Showing page 1 of 1
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