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BNY Mellon settles case with the SEC over its $14 billion CLO holdings
7 years ago
BNY Mellon has agreed to pay a $6.6 million fee in order to settle charges, which accused the firm of failing to properly account for $14 billion of CLOs on its balance sheet -
Elusive equity investors thwart Octagon's plans to rejig 2013 CLO
7 years ago
Octagon Credit Investors has cancelled its planned reset of a 2013 CLO, according to an investor notice -
Risk-retention innovators to explain how game-changing AMR will boost CLOs
7 years ago
Applicable margin reset (AMR) - perhaps the most positive development for CLOs since the crisis - is set to radically change the way the CLO market functions, and delegates at the Creditflux CLO Investor Summit will learn all about what to expect from the brains behind the game-changing innovation -
SEC can proceed with fraud case against Patriarch, rules appeals court
7 years ago
Lynn Tilton suffered another setback yesterday as an appeals court rejected a constitutional challenge to SEC administrative proceedings which accuse her of defrauding investors. -
Valeant needs some painkillers after a Monday to forget
8 years ago
Beleaguered drugmaker Valeant Pharmaceuticals – one of the most widely-held names in the CLO market – was subject to yet more unwanted headlines yesterday -
Lower your expectations, former SEC official tells CLO market participants
8 years ago
Former SEC staffer David Beaning warned that the CLO market needs to lower its expectations of no-action reliefs at a panel on CLO risk retention at IMN's ABS East in Miami last week -
Tilton and Patriarch suffer setback in CLO fraud case
8 years ago
The fight between Lynn Tilton's Patriarch Partners and the SEC will be settled in a US administrative court after Tilton's attempt to move the case to a district court was blocked -
Manager pushes ahead with BDC plans as SEC investigates key investor
8 years ago
A newly-formed asset manager is pushing ahead with plans for a new business development company despite a key investor being hit by SEC allegations -
Lawyers bicker over investors in CLO fraud case
8 years ago
Lawyers representing Patriarch Partners and the SEC were quibbling in a public hearing yesterday over the investors involved in the Zohar CLOs. -
Tilton fights back: Patriarch sues SEC over CLO fraud claims
9 years ago
The tussle between the SEC and Patriarch Partners escalated yesterday after Patriarch announced that it has filed a counter-suit against the regulator -
Patriarch's Tilton vows to fight CLO fraud allegations
9 years ago
The SEC yesterday filed charges against Lynn Tilton and the company she founded, Patriarch Partners, for defrauding investors in three of its CLOs. Later in the day, Tilton responded by saying she is ready for a battle of “good versus evil.”
11 results found Showing page 1 of 1
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